Job Title Head - Information Systems Audit (Vice President)
Location Mumbai Controlling Office,
Reporting To Head Audit
A. Position Purpose
This role directs the timely delivery of complex high quality, value added assurance and audit reports for a portfolio of business activities, which meet the requirements of the Banks Boards and its regulatory requirements.
Develops IT audit plans and ensures audit is performed in compliance with the standards of Internal Auditing. Responsible for ensuring standards are in place for system development, data center operations, security, data management, network management and overall information security. Oversees IT audit projects, performs more complex audits and evaluates IT Staff auditors and specialists. Interacts with IT line management to stay abreast of activities within IT for consideration for future audits as well as potential risks that may result in a security weakness. Provides training, guidance and support to IT audit staff and internal audit department projects.
Sr. Key Responsibilities
1 CONTRIBUTING TO THE INTERNAL AUDIT STRATEGY
Proactively advances integrated auditing concepts and use of technology. Closely follows latest trends in own field and adapts them for application within own job.
Demonstrates strong judgment and sensitivity to cultural diversity.
Possesses strong project management and interpersonal skills, makes sound decisions, exhibiting initiative and intuitive thinking. Consulted often by others for advice and opinions and recognized as a leadership role model.
2 IT Audit Planning & Execution
Delivers on time high quality audit reports, audit issue validation and (where appropriate, branch reviews, as well as business monitoring and governance committee reporting.
Produce audit assurance opinion in the form of audit reports to communicate audit findings and conclusions.
Directs complex audit activities for a component of a product line or function, or theme including a portion of the audit annual plan.
Executes annual IT Audit Plan, for the Bank in accordance with Internal Audit standards, relevant regulations and Bank policies.
Analyses audit findings; recommends appropriate interventions where needed. Proposes creative and pragmatic solutions for risk and control problems. Partners with business units to develop approaches for addressing broader corporate emerging issues.
Applies an in-depth understanding of the inter-relationships of business and support units throughout the Bank and how they impact the overall control environment and the audit approach.
3 ADVISING BUSINESSES ON RISK AND CONTROL ISSUES
Applies comprehensive expertise in one or more of the Banks businesses
Involved in matters that require complex judgments and solutions based on analytical thought such as identifying solutions for a variety of complex and novel audit control issues.
Participates in major business initiatives and pro-actively advises and assists the business on change initiatives.
Qualifications and Experience Requirement
Essential Post Graduate preferably in Computer Science, IT etc.
IS audit qualifications like CISA, CISSP
Essential Total 12 - 15 yrs experience
Senior level experience of 6-9 years in a related role with experience in business, functional and people management, with proven abilities in taking responsibility for executing concurrently on a portfolio of high quality deliverables to stakeholders according to strict timetables.
Specific subject matter expertise regarding technology application control disciplines.
Demonstrates experience in managing teams and managing integrated internal audit and assurance delivery.
Experience on banking applications and banking environment will be an added advantage.
Good Communication and interpersonal skills
Effective negotiation skills, a proactive and 'no surprises' approach in communicating issues and strength in sustaining independent views. This individual must be an articulate and effective communicator, both orally and in writing, with an energetic, charismatic and approachable style.
Strong interpersonal skills for interfacing with all levels of internal and external audit and management.
Good team player
B. Functional Inter-linkages
Internal & External
All business units
Salary: INR 20,00,000 - 27,50,000 P.A.
Industry: Banking / Financial Services / Broking
Functional Area: Financial Services, Banking, Investments, Insurance
Role Category: Operations/Processes/Finance/Legal
Role: Audit Manager
Employment Type: Permanent Job, Full Time